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Aurore SUFIZE DE LA CROIX

Chicago

En résumé

9 years Finance experience including 4 years in a Trustee role in Ireland
Depositary, Custody and Trustee Services
Excellent knowledge of financial instruments and risks – UCITS and AIFM Directives
English fluent

• IT skills
- C2I, (Internet and Informatics Certificate)
- MS office, advanced level
- VBA, SQL
- Bloomberg

• Abilities :
- Mobility and ability to work in a multicultural environment
- Ability to work as part of team or on own initiative to deadlines
- Good communication skills both oral and written
- Ability to analyse complex problems and suggest appropriate action
- Organization sense

Entreprises

  • Northern Trust - Trustee Officer, Trustee Services (Dublin, Ireland)

    Chicago 2013 - maintenant UCITS and Non UCITS Fund Structures, AIFs
    - Ensure the funds are in compliance with regulatory and fund-specific documentation (prospectus, supplement, shareholder circulars, RMP, Business Plan and SLD)
    - Perform periodic investment and borrowing restriction reviews and NAV reviews
    - Control fund fees and expenses including performance fees
    - Trustee Reporting: monthly client reports for UCITS funds, quarterly board reports, year-end
    - Attend client meetings and present Trustee quarterly board reports
    - Identify, investigate or escalate and resolve issues in a prompt manner
    - On-site inspections and Due diligence
    - Provide and participate in cross training with colleagues

    Experience gained: Excellent knowledge of financial assets and regulations. Good numerical and analytical skills with strong attention to detail and risk identification.

  • Société Générale Securities Services - Trustee Administrator (Dublin, Ireland)

    Colombes 2010 - 2013 • Trustee services (UCITS, mutual funds, Hedge Funds, Private Equity, Funds of Funds…)
    - Perform fund reviews to check investment ratio controls, investment policy and restrictions
    - Control of fund administrators and transfer agent procedures
    - Pricing, cash and stock reconciliation, overdraft and fees controls
    - Custody confirmations, dealing with fund auditors
    - Liaise with clients, custody back-office, fund administrators, prime and clearing brokers…
    - Interaction with fund managers re investment breaches, follow up and resolution of pending items

    • Relationship Manager support(US/HK/EUR Clients)
    - Ensuring timely and accurate processing of cash transfers (fees, forex, margin calls, spot, forwards)
    - Assist clients in the on-boarding of new business

    • Project management, new processes and systems development
    - Implementation of a new interface to process cash transfers
    - Interfaces to set-up the launching of new funds, cash and securities accounts, reporting...
    - Reviewing, updating and improving various controls

    Experience gained: Excellent knowledge of financial assets and regulations. Good numerical and analytical skills with strong attention to detail and risk identification. Project management.

  • Société Générale Securities Services - Client Support, Customer Relationship Management department

    Colombes 2007 - 2010 • Operational support (Institutional, asset management, pension funds, corporate…)
    - Point of contact for clients, centralization for fund launches and liaison with other departments
    - First level controls, definition of operational process and funds set-up with Relationship Managers
    - Follow-up of operations and customer’s requirements evaluation

    •Products and services offering development
    - Presentation of reporting facilities and various tools to the clients
    - Real-estate funds
    - Writing of communications (French and English), organization of internal and external seminars

    Experience gained: Good knowledge of securities services and mutual funds environment. Customer relationship management. Ability to work with tight time constraints.

  • Société Générale - Teller and assistance to adviser

    PARIS 2005 - 2007 Experience gained: Good knowledge of banking activities. Good relation and commercial spirit, pro-activity and good personal organization to attain commercial objectives.

Formations

  • University Paris XIII

    Paris 2008 - 2010 Master 1 and 2 Degree in Banking Finance Risk Management

    • Main subjects : monetary economy, macroeconomics, econometrics – international law, tax system – financial markets, financial mathematics, statistics, financial analysis – portfolio management, risk management, options theory, modern portfolio theory

  • University Paris V - René Descartes (Paris)

    Paris 2007 - 2008

  • C.F.P.B High School, Specialized In Banking And Finance

    Paris 2005 - 2007 2 Year Higher National Diploma in Banking

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