Newedge Group (Frankfurt Branch)
- Manager Sales Facilitation Group Germany/Switzerland
2006 - maintenantSince October 2006, I am in charge of the onboarding of new clients and of the development of business for existing clients.
We are responsible for the coordination between all relevant departments (Legal; Compliance; Credit & Risk; Operations)to ensure an effiscient and proper onboarding of new clients.
We also support our sales to find the best adapted solutions in terms of trading and clearing for their clients.
We prepare all standard contracts, Due Diligence/ KYC as well as the Mifid categorisation of our clients.
We coordinate the set up of the electronic trading for our clients.
We are in charge of the Marketing (events, announcements etc.) together with the local Management.
Fimat International Banque SA
- Manager Internal Audit & Control for Germany & Switzerland
2002 - 2006As Manager of the Internal Control and Audit for Germany & Switzerland at Fimat Banque, I was in charge of the creation and implementation of the permanent supervision in the German and Swiss subsidiaries. For each department we created a risk assesment matrix and implemented adequate controls (monthly; Quarterly or yearly) to be done by the departments and which were analysed and reviewed with the local management.
I also implemented the Business Continuity, by creating a Back Up Centre and formalising and organising the business continuity for Fimat in Germany & Switzerland (technical back up together with our IT department and yearly live and simulation tests done for all relevant departments).
I was also in charge of conducting audits in departments and folowing all open recommendations made by the Fimat Group internal audit or by external auditors.
Finaly I was in charge of projects like the migration of clients and accounts from one entity to the other, of the development and the implementation of systems and tools like the Electronic front office tickets or a central invoicing tool.
Fimat International Banque SA
- Credit & Market Risk Analyst
1999 - 2002I was in charge of the follow up and monitoring of the risks taken by our clients in Germany and in Switzerland. This included a daily analysis of the cash and open positions (derivatives and cash equity) held by our client before the opening of the markets, the intraday risk monitoring and the preparation of the credit analysis for all new clients.
