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Didier BANKOLE

Paris

En résumé

An accomplished analytical thinker and passionate problem solver who can translate complex regulations into operational recommendations. Didier has headed a KYC analyst team before working as a compliance consultant for almost two years and then joining an Investment Bank as Head of Compliance & MLRO; He was approved by The PRA and FCA, respectively as SMF16 and SMF17. He is now commuting from London to Paris where he works as Deputy Head of Compliance and MLRO for one of the top world Interdealer-broker.

He had the opportunity to interact with regulators (UK and France) and to work on a wide range of compliance issues (level 1 and 2) with a particular focus on KYC-AML procedures in High risk countries.
He has the skills and abilities necessary to develop and implement policies, procedures and programs that will ensure compliance with existing regulations and best practices.

Additionally, his past experiences as Head of Onboarding for all Euronext cash markets including writing Rules & Notices, as Market Structure Manager for NYSE ARCA Europe (an MTF) and as Sales Director for an electronic Broker-Dealer (Systematic Internaliser and Market Maker), gave him a deep knowledge of financial markets (products, regulatory issues, requirements and needs of all stakeholders).

Mes compétences :
Marchés financiers
Banque de détail
MLRO
Conformité
Veille réglementaire
Gestion du risque

Entreprises

  • NYSE Euronext

    Paris maintenant

  • AUREL BGC (& GFI Securities Ltd, Paris Branch) - Deputy Head of Compliance and MLRO

    2018 - maintenant Deputy Head of Compliance, Aurel BGC, Paris and GFI Securities Ltd, Paris Branch since 16/07/2018
    KEY FUNCTIONS INCLUDE:
    • To identify the risks that the firm faces and advise on them (identification)
    • To design and implement controls to protect the firm from those risks (prevention)
    • To monitor and report on the effectiveness of those controls to the management and to the regulatory authorities (French ACPR and AMF, UK FCA, Spanish CNMV)
    • To resolve compliance difficulties as they occur (resolution)
    • To advise the business on rules and controls (advisory)

  • Banque Palatine - Compliance & MLRO Consultant

    paris 2018 - 2018 • Mapping of all risk controls (level 1 and 2)
    • Mapping of all compliance controls (level 1 and 2)
    • Gap analysis, report and presentation

  • BMCE Bank International PLC - Head of Compliance (SMF 16) and MLRO (SMF17)

    2016 - 2018 Controlling both compliance and MLRO strategy for the firm working to establish a culture of compliance throughout the Bank to meet the regulatory requirements

    COMPLIANCE (SMF16)
    • Defining and developing compliance strategy and a risk-based annual Compliance Monitoring Program
    • Project managing implementation of robust compliance systems, policies and procedures (including GT Sanctions, Siron KYC, Siron AML and Siron Embargo)
    • Translating applicable compliance regulations clearly for non-expert leaders
    • Aiding Senior Management to collaborate with multiple regulatory agencies; advising on internal and external compliance requirements (principally AML/KYC, COBS, CASS, SYSC).
    • Overseeing the company’s performance of its obligations under the SMR
    • Partnering with FCA/PRA and other regulators; supporting Senior Management and the Board of Directors to submit returns to them in appropriate timeframes

    MLRO (SMF17)
    • Controlling AML reporting and FCA compliance thus countering organisational risk
    • Managing daily operational monitoring of AML/CFT policies; responding promptly to information requests by the FCA, NCA or law enforcement
    • Establishing a responsive, risk-based approach to the prevention of ML-TF
    • Responsible for all the requirements and operate within the required standards
    • Planning and facilitating awareness training for employees

Formations

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