AXA IM
- Investment Guideline Officer
Nanterre
2010 - 2011
In charge of the Pre and Post trade control on funds, control and regulation for trades breaching investment constraints, producing KPI and client reporting, Identifying downgrades of the securities held by the funds. Coding of investment constraint, Control on booking of derivatives, repos. Involved in the internal Project of process re-engineering of the department liaising with asset manager IT and CRM team, designed credit rating database linked to Bloomberg, Corporate action, checking counterparty risk, cash monitoring, Exposure to FSA, COBS rules