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Matthieu POISSON

LUXEMBOURG

En résumé

Mes compétences :
Audit
Anti-Money Laundering
Internal Audit
Sarbanes-Oxley
Risk Management
Project Management
gap analysis
engagements management
concerning Funds administration
Visual Basic
Team Management
Support of Compliance and Risk Management teams
Money Markets
Middle Office
Microsoft Word
Microsoft PowerPoint
Microsoft Excel
Microsoft Access
Markets in Financial Instruments Directive
Lotus Notes/Domino
FSA Know Your Client
Client Reporting
Basel Capital Accord > Basel II
AML testing
compliance Monitoring
SAS Statistical Package
Operational Risk
Microsoft Outlook
Adobe LiveCycle

Entreprises

  • Northern Trust Luxembourg Management Company S.A. - Compliance officer

    2015 - maintenant Preparing a Compliance monitoring plan and undertake compliance monitoring reviews

    Preparing the periodic internal reports

    Delivering advisory services by offering technical advice and being the compliance contact person for the fund auditors and NTLMC partners

  • IQ Soutions Luxembourg - Senior consultant

    2015 - 2015 Consultant en Compliance chez Northern Trust Management Company SA

  • Global Funds Management S.A. - Senior officer & Project management

    2014 - 2014 Project management and risk management

    Monitoring of the AIFM delegates, managing the due-diligence questionnaires, supporting the implementation of

    existing and new regulatory requirements, supporting the dissemination of the Key Performance/Risk Indicators

    to the delegates

  • Ernst & Young Business Advisory Services S.à r.l. - Senior Consultant

    2005 - 2013 Project Management
    - Operational aspects of engagements management (budget, planning, team management, client relationship and issue solving). ;
    - Support the Global Program Manager in charge of planning, coordination, monitoring of the implementation of Basel II overall
    Program on matters related to communication to the Steering committee and ensuring that the Program is delivered within the
    budget.

    Internal Audit:
    Internal Audits, Compliance Review and gap analysis for various institutions such as asset managers and domiciliary agents
    (Identification of a detailed audit plan; core processes, general organization, Compliance, anti-money laundering procedures
    reviews; identification of major weaknesses; design of practical recommendations).

    SOC / SAS 70 / SOX 404:
    Performance of walkthroughs, tests of key controls (or tests review) in the scope of controls reports, SOX 404, SAS 70 or SOC
    missions in important funds services companies.

    Risk Management:
    - Support for business requirements documentation on an internal client's project in the frame of a global reporting solution for
    international clients reporting concerning Funds administration and Middle Office.
    - Opportunities and issues analysis of the ``Markets in Financial Instrument Directive'' (MiFID) for investment firms in Luxembourg.

    Compliance / Anti-Money Laundering:
    - Audit of Transfer Agents (TA) on compliance with local AML regulations and developing recommendations. ;
    - Audit of procedures and fund prospectus in the scope of AML testing. ;
    - Audit of transactions on late trading and Market timing issues. ;
    - Support of Compliance and Risk Management teams on Funds Investments restrictions follow-up. ;
    - Investigation of suspicious transactions.

  • Ernst & Young Business Advisory Services - Senior Consultant

    2005 - 2013 Internal audit

    Performing review and gap analysis for various institutions such as asset managers and domiciliary agents

    (design of a detailed audit plan, identification of core processes and main risks, analysis and assessment of

    business processes, identification of major weaknesses; design of practical recommendations)

    SOC / SAS 70 / SOX 404

    Performing walkthroughs, tests of key controls (or tests review) in the scope of risks assessment missions in

    financial institutions in Luxembourg and UK

    Project management

    Managing budget, planning, team, client relationship and issues and reporting

    Supporting the global program manager in charge of planning, coordination, monitoring of the implementation of

    Basel II overall program on matters related to communication to the steering committee

    Supporting for business requirements documentation on an internal client's project in the frame of a global

    reporting solution for international clients reporting concerning Funds administration and middle office

    Compliance / Anti-Money Laundering:

    Auditing of Transfer Agents (TA) on compliance with local AML regulations and developing recommendations

    Auditing of procedures and fund prospectus in the scope of AML testing

    Auditing of transactions on late trading and Market timing issues

    Supporting of Compliance and Risk Management teams on Funds' investments restrictions follow-up

  • HSBC - Correspondent banking assistant & Correspondent

    Paris 2004 - 2004 Correspondent banks KYC and risk management, commercial relationship with institutional clients (banks) concerning clearing as
    well as assets transfer by Swift.

  • HSBC - Correspondent banking assistant

    Paris 2004 - 2004 Assisting client relationship managers for correspondent banks KYC and risk management related to Swift

    transfer

Formations

Réseau

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