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Sixtine PIQUET-GAUTHIER

Paris

En résumé

- Compliance Officer
- Support the business and management by maintaining compliance framework, monitoring and reporting arrangements, and providing regulatory guidance as required to assist the business for current and future regulated activities.
- Experience in investment banking services and asset management area
- 4 years experience in AML and Sanction Compliance roles
- Strong subject matter expertise in the area of Anti-Money laundering (regulatory environment and regional regulations) and Compliance and monitor adherence to policies and report on compliance activities
-Strong editorial and analytical skills, able to multi-task and prioritize
-Strong personality, ambitious, motivated and team player
-Very good knowledge of Microsoft Office 


Mes compétences :
AML
Compliance
juriste
Kyc
Dominio de idiomas

Entreprises

  • ARKEON Finance - Head of Legal and Compliance

    Paris 2013 - maintenant - Identification of legal and regulatory requirements and associated risks
    - Development and updating risks mapping
    - Writing and updating all procedures
    - Writing the Daily and monthly reporting to the General Management,
    - Writing specifics or periodics reports (annual, QLB, RCSI, FRA RAC…) to the Regulatory Authorities and the implementation of their recommendations
    - Implementation of permanent second-level controls, including AML, KYC
    -Training operators and providing regulatory guidance with the applicable procedures and regulations
    -Support the business and management by maintaining compliance framework

  • Société Générale - AML and KYC Analyst

    PARIS 2012 - 2013 -On-boarding offshore companies, banks and financial intermediaries
    -Performing KYC due diligence checks in line with AML/CTF policies and local regulation
    -Assessment of compliance risks: business-related, geopolitical, transactional and reputation risks.
    -Coordination between business lines and Compliance teams.

  • Axa Investment Managers Paris - Compliance Advisor

    Nanterre 2011 - 2012 - KYC / AML: analysis and Compliance control
    - Drafting procedures in the area of AML and distribution of financial instruments.
    - Staff training on AML / CFT matters and regulation
    - Review and approval of marketing documents in light of the AMF general regulation and guidelines
    - Participation in the development of risk mapping
    - Review of mandates

Formations

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