Mes compétences :
Déontologie
Contrôle interne
Juriste
Compliance
Entreprises
PwC Luxembourg
- Senior Advisor
Neuilly-sur-Seine2013 - maintenantConsulting - Financial Services
Banking & Investment firms
• Drawing-up of application files for banks and other professionals of the financial sector in Luxembourg
• Assistance to various Luxembourg banks and other professionals of the financial sector regarding the operational impact of current and new regulations in various domains (notably MiFID I&II, Payment service directive, Prospectus directive, Law of 5 april 1993 on the financial sector, CSSF circulars, Corporate Governance related matters)
E-money institutions
• Assistance to the regulatory set-up of an electronic money institution (mobile phone payment devices)
AML
• Member of PwC Luxembourg AML task force
• Review of AML procedures and follow-up of AML related questions with the Luxembourg regulator
PwC LLP New York
- Senior Associate
2012 - 2013US midwest regional bank
Business analyst: AML remediation project in house
PwC
- Senior Advisor - Financial Services
Neuilly-sur-Seine2011 - 2012Consulting - Financial Services
Banking & Investment firms
• Drawing-up of application files for banks and other professionals of the financial sector in Luxembourg
• Assistance to various Luxembourg banks and other professionals of the financial sector regarding the operational impact of current and new regulations in various domains (notably MiFID I&II, Payment service directive, Prospectus directive, Law of 5 april 1993 on the financial sector, CSSF circulars, Corporate Governance related matters)
E-money institutions
• Assistance to the regulatory set-up of an electronic money institution (mobile phone payment devices)
AML
• Member of PwC Luxembourg AML task force
• Review of AML procedures and follow-up of AML related questions with the Luxembourg regulator
Prospectus directive
• Analysis of the regulatory framework applicable to Public Offerings in Luxembourg with regards to the Prospectus Directive
Global equities
- Compliance Officer - Contrôleur Interne
2006 - 2009Droit des marchés financiers - Déontologie
Mise en œuvre du Règlement Général AMF, Directive MIF et Abus de Marché chez un PSI
Contrôle des ordres, comptes erreur, déontologie des collaborateurs Contrôle du département corporate (conformité des IPO) et de l’analyse financière (conformité des analyses)
Participation à la rédaction des rapports à la tutelle (AMF, Commission Bancaire)
Formation aux salariés (MIFID, LAB)
Cartes professionnelles (Deutsche Börse, AMF)
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Financial Markets Law (legal & paralegal)
Application of the General Regulation « AMF », of the MIFID & Market Abuse directives, control of misuses on the market in a brokerage company:
Insuring that all rules and regulations are duly followed
Control of orders, error accounts, staff compliance
Control of the corporate department (Alternext IPOs) and financial analysis.
Participate to the redaction of reports to the tutelage (AMF, Banking Commission)
Training the employees (MIFID, AML)
Formations
Université De Luxembourg
2010 - 2011Master (L.L.M) Droit Pénal Européen des Affaires - European Criminal Business Law
